Schwab is a 100% subsidiary of Charles Schwab Corporation (“CSCorp”), a Delaware corporation that is listed and listed on the NYSE (symbol: SCHW). Schwab is not only registered as an investment advisor under the Investment Advisers Act of 1940, but he is also registered as a dealer dealer under the Securities Exchange Act of 1934 and a member of FINRA. Schwab provides brokerage services to clients in the United States and, in certain circumstances, outside the United States. In addition to the broker-dealer business, Schwab offers its clients a variety of investment information services and products, including seminars, magazines, reports, guides, planning tools, brochures and other publications on securities and investment techniques. Schwab also offers certain online data and financial reporting services.
Schwab Private Client Agreement
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